Constitutive statements bring human created artifacts into being, such as different forms of hard and soft infrastructure, action situations, languages, and tools. Until recently, scholars across the social sciences have paid limited attention to constitutive statements, in part because of a lack of a grammar that could be used to systematically identify, code and analyze such statements. The development of the Institutional Grammar 2.0 by Frantz and Siddiki (2022) has addressed this lacuna, thereby opening new lines of research as well as supporting artisans in designing workable governing arrangements for the sustainable use of social-ecological and other governance systems that may be subject to social dilemmas. This panel will be composed of empirically grounded papers that develop and apply innovative uses of the IG 2.0 for constitutive statements. Innovative uses may center on the components of the constitutive statement grammar, explore the relations among regulatory and constitutive statements, incorporate constitutive statements into existing frameworks, among many possible applications. Empirical contexts of the applications may range across all varieties of commons.
Citation: Christopher Frantz and Saba Siddiki. 2022. Institutional Grammar: Foundations and Applications for Institutional Analysis. Palgrave Macmillan. https://doi.org/10.1007/978-3-030-86372-2
It’s been 30 years since the Institutional Grammar (IG) was first introduced as a theoretical concept by Sue Crawford and Elinor Ostrom. Since then, the IG has seen widespread use. Applications of the IG offer methodological refinements and opportunities, demonstrate how it can be applied toward the measurement of a variety of institutional concepts, and illustrate how it is readily paired with a variety of social science models, theories, and frameworks in empirical studies of institutional phenomena. Yet, even with its extensive application and development, much of its original conceptualization remains underexplored. This panel invites papers that revisit fundamental Institutional Grammar topics that have to date received limited attention as a way to energize research on these topics. Potential areas of inquiry include exploring the behavioral theory underlying the IG, delta parameters, differentiating rules, norms, and strategies, pragmatics of the IG, among others.
The IG offers a valuable methodological approach for studying the design and performance of institutional arrangements governing collective action. This panel will feature papers in which the IG is applied alongside theories of collective action and various methodological approaches toward empirical assessment of collective action dilemmas, how institutional arrangements align individual and group interests, and related institutional phenomena. Papers will exhibit diversity in topical domains, and as a set, will showcase how the IG can be used to advance understanding of collective action in governing the commons.
Elinor Ostrom and Sue Crawford, in developing a grammar of institutions, intentionally focused on regulative statements, although they recognized the importance of constitutive statements. In consequence, most empirical applications of the grammar of institutions have largely focused on regulative statements, either omitting or understudying constitutive statements. Not until the development of the institutional grammar 2.0 by Saba Siddiki and Christopher Frantz, did scholars have a grammar for constitutive statements, allowing for the possibility of both statement types to be analyzed, compared, and integrated into a single approach. In this paper, we incorporate constitutive rules into the IAD framework by 1) extending the Ostrom rule typology to encompass constitutive statements, and 2) adding to and revising the components of the action situation to include constitutive statements. The c rule typology provides a classification scheme for constitutive statements like that for regulative statements, or what we label the r rule typology. Constitutive statements create the artifacts and contexts on and in which regulative statements operate. Conceptually, the c rule typology provides a systematic way for aligning related types of constitutive and regulative statements. Empirically, it allows institutional analyses to include the full set of institutional statements present in a rule document, providing more accurate depictions of the design or change of a policy. The c rule typology also requires the revision of the action situation, levels of action, and linked action situations, as constitutive rules bring into existence action situations and artifacts found and used in action situations, which are not currently accounted for. We use both the c and r rule typologies and revised action situations to empirically analyze a set of policies, identifying how constitutive and regulative statements and types interact to create linked action situations, and how the interactions change over time. Our findings showcase the utility of the c rule typology and revised action situations for better capturing institutional designs and understanding processes of institutional change.
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